On Tuesday, the United States Court of Appeals for the
District of Columbia Circuit confirmed a lower court’s ruling that the National
Marine Fisheries Service’s fishery management plan for South Atlantic red
snapper did not violate the provisions of the Magnuson-Stevens
Fishery Conservation and Management Act.
In doing so, the Court relieved NMFS of any duty to address
the extremely high level of dead discards in the recreational fishery.
The lawsuit in question, Slash Creek Waterworks v.
Raimondo, sought review of
a regulation implementing Amendment 43 to the Fishery Management Plan for
the Snapper Grouper Fishery of the South Atlantic Region, which was
finalized on July 26, 2018. Background
information provided by NMFS, which accompanied the final rule, noted that
“Though limited red snapper harvest was allowed in 2012-2014,
a large majority of the estimated fishing mortality was attributed to very
large and uncertain dead discard estimates where fishermen were targeting red
snapper and species that co-occur with red snapper, such as vermillion snapper,
gag, red grouper, black sea bass, gray triggerfish, greater amberjack, and
scamp. The [South Atlantic Fishery
Management] Council’s Scientific and Statistical Committee (SSC) reviewed the
SEDAR 41 (2017) stock assessment and indicated the estimate of recreational
discards was the greatest source of uncertainty in the stock assessment…Most
of the catch is now discarded, the number of discards is dependent on
fisher recall, and these estimates are expanded based on small sample size;
thus, the quality of total fishery removals estimates are poor and uncertain,
which will impact estimation of stock size and fishing mortality. [emphasis added]”
The high level of uncertainty made it difficult for the SSC
to set an Acceptable
Biological Catch (ABC), which is defined as
“a level of a stock or stock complex’s annual catch, which is
based on an ABC control rule that accounts for the scientific uncertainty in
the estimate of [the Overfishing Limit], any other scientific uncertainty, and
the Council’s risk policy.”
That created a problem, as the ABC is needed to set the
upper bound for the Annual Catch Limit, and
as NMFS reported,
“The SSC stated that the assessment was based on the best
scientific information available, but noted the assessment findings were highly
uncertain regarding to what extent overfishing was occurring (i.e., the actual
numerical value of the current fishing mortality estimate), and regarding the
measures of discards…The SSC developed its ABC recommendations based on SEDAR 41,
and the total ABC recommendation for 2018 is 53,000 red snapper.
“The projections of yield streams used in SEDAR 41 (2017)
included both landings and dead discards, which were added to obtain an
estimate of total removals. The SSC’s
53,000 fish ABC recommendation is based on the sum of landed fish (18,000) and
dead discarded fish (35,000)…
“…NMFS has determined that allowing the same amount of
harvest as harvest that occurred in 2014 is unlikely to result in overfishing
or to change the red snapper rebuilding time period…”
Based on the SSC’s ABC recommendation, NMFS announced that
“Limited commercial and recreational harvest of red snapper
would be allowed by implementing a total [Annual Catch Limit] of 42,510 fish,
based on the landings observed during the limited red snapper season in
2014. This ACL is less than the SSC’s most
recent total ABC recommendation for 2018 of 53,000 red snapper…”
While that latter statement was true, it ignored
the NMFS’ guidelines that say
“Annual catch limit (ACL) is a limit on the total annual
catch of a stock or stock complex, which cannot exceed the ABC…”
and
“Catch is the total quantity of fish, measured in weight or
numbers of fish, taken in commercial, recreational, subsistence, tribal, and
other fisheries. Catch includes fish
that are retained for any purpose, as well as mortality of fish that are
discarded. [emphasis added]”
Thus, if the NMFS guidelines are followed, the ACL must set
an upper limit on both landings and dead discards, in combination, and accountability
measures would be triggered if any combination of landings and dead discards
exceeded the ACL.
But that’s not what NMFS did in the case of the Amendment 43
regulations. Instead, it increased
possible landings from 18,000 red snapper in 2014 to 42,510 in 2018, and made
no allowance at all for dead discards, which totaled 35,000 in 2014, accounted
for the majority of South Atlantic red snapper fishing mortality in the recent
past, and could be expected to continue at levels at least as high as those
experienced in 2014.
That struck Slash Creek Waterworks, some other commercial
fishermen, and some attorneys willing to represent them, as illegal, and so a
lawsuit was brought.
The plaintiffs alleged that, in adopting the Amendment 43 regulation,
NMFS set an annual catch limit that only addressed one aspect of “catch”—commercial
and recreational landings—and completely ignored dead discards, even though
they accounted for the lion’s share of South Atlantic red snapper fishing mortality.
It seemed like a very viable argument, but the trial court
disagreed, upholding the Amendment 43 regulation. The plaintiffs appealed to the D.C. Circuit,
and last Tuesday, that court, too, ruled against them.
One of the problems is that the
Magnuson-Stevens Fishery Conservation and Management Reauthorization Act of
2006, which introduced the idea of Annual Catch Limits to Magnuson-Stevens,
didn’t do a particularly good job of defining what ACLs are. So current law just says that regional
fishery management councils must
“develop annual catch limits for each of its managed
fisheries that may not exceed the fishing level recommendations of its
scientific and statistical committee or the peer review process established
[elsewhere in the law],”
and that fishery management plans must
“establish a mechanism for specifying annual catch limits in
the plan (including a multiyear plan), implementing regulations, or annual
specifications, at a level such that overfishing does not occur in the fishery,
including measures to ensure accountability.”
That’s it. Nowhere in Magnuson-Stevens are Annual Catch
Limits defined. Nowhere does the law
state just how NMFS is expected to deal with ACLs nor, more importantly, what
NMFS must do when an ACL is exceeded, or is likely to be exceeded, in any
fishing year. That
sort of guidance is provided in the National Standard Guidelines that NMFS is
required to publish in the Federal Register, and thence in the Code of Federal
Regulations. The only problem with
that is, while Magnuson-Stevens requires such publication, it also clearly
states that the Guidelines don’t have the force of law, meaning that NMFS may
ignore its own Guidelines at will.
That has led to some fumbling by courts who have had to deal
with the Annual Catch Limit concept. In Natural Resources Defense Council v.
Raimondo, a matter brought in the United States District Court for the District
of Columbia, we saw the Court find that Annual Catch Limits were not
necessarily a “limit,” as that term is commonly understood, on catch at all.
Instead, the Court in that matter said,
“Plaintiff’s principal argument is that the MSA’s section
1833 means what it says: providing for ‘annual catch limits’ means setting ‘caps
not to be exceeded.’ By focusing
primarily on the definition of ‘annual catch limit,’ plaintiff ignores that the
question in dispute concerns not the ACL itself, but the means that NMFS and
the Mid-Atlantic Council must adopt to achieve the ACL; specifically, whether
recreational management measures must be calibrated exclusively to the
ACL. The three words ‘annual catch
limits’ do not answer this question.
“Section 1853(a)(15) requires fishery management plans, or
FMPs, to ‘establish a mechanism for specifying annual catch limits…at a level
such that overfishing does not occur in the fishery, including measures to
ensure accountability.’ This text is
unambiguous. Section 1853(a)(15)
mandates a mechanism for specifying ACLs at a level such that overfishing does
not occur. That the Summer Flounder,
Scup, and Black Sea Bass FMP has satisfied this requirement is undisputed…
“Section 1853(a)(15) also mandates that ‘measures’ be enacted
‘to ensure accountability.’ No further
specificity is provided on how ‘accountability’ must be ‘ensure[d].’
“Given the text of statute, having concluded that defendants
have established a mechanism for specifying ACLs and have enacted measures to
ensure accountability, the analysis of whether defendants have satisfied
section 1853(a)(15) should end here.
Plaintiff, however, tries to take section 1853(a)(15) a step further,
seizing on the three words, ‘annual catch limit,’ as the lynchpin to argue,
based purportedly on the phrase’s plain meaning and legislative history, that
every fishery management tool must set the ACL as its ‘north star,’ such that
every fishery management tool must set the ACL as its one and only goal. The phrase ‘annual catch limit’ is not
defined, and plaintiff is certainly correct that when a term is not defined,
the plain meaning controls. Discerning
the plain meaning of ‘annual catch limit,’ however, does not end this instant
dispute, where the question is not how to define ACL, but what relationship, if
any, the MSA requires between the ACL and season-specific recreational
management measures…
“National Standard 1 is the only MSA provision cited by the
parties that addresses management measures and provides that ‘[c]onservation
and management measures shall prevent overfishing while achieving, on a
continuing basis, the optimum yield from each fishery for the United States
fishing industry.’ By its terms, rather
than mandate that management measures exclusively target the ACL, NS1 sets
different targets for management measures: (1) to prevent overfishing, and (2)
to achieve optimum yield (or OY), on a continuing basis. While the ACL serves as a proxy for preventing
overfishing, NS1 requires more than simply achieving that goal and, thus, the
ACL is not the exclusive guidepost in assessing the adequacy of management
measures. [citations omitted]”
So while the court in Natural Resources Defense Council
v. Raimondo found that the Annual Catch Limit wasn’t really a hard limit on
catch, the court in Slash Creek Waterworks v. Raimondo found that the
Annual Catch Limit didn’t have to expressly limit all forms of catch.
However, the issue of an annual catch limit that didn’t adequately
address dead discards was common enough to both sets of regulations that the
Court allowed the original appeal to cover Amendment 59’s management measures
as well. The Court noted that
“While the preamble describes the annual catch limit is
derived from total figures that account for dead discards, the resulting annual
catch limit continues to be measured and enforced based solely on landings, without,
restricting dead discards.”
The Court later went on to say that
“To the extent the Service may have given some sort of
consideration to the effect of dead discards in calculating the annual catch
limits, that has no bearing on whether the result of its analysis—a regulation
again establishing a landings-only limit—contravenes [section] 1853(s)(15) in
the alleged ways. Even if Amendment 59’s
preamble purports to consider a ‘total ACL [i.e., annual catch limit]’ that
includes both landings and dead discards, only the regulatory text is binding
on regulated parties and enforced by the Service—so, only the regulatory text
carries the force of law. And the
regulatory text makes no mention of a ‘total ACL,’ instead containing only the
landings-only annual catch limits applicable to the commercial and recreational
sectors. In fact, the regulatory text
under Amendment 59 is identical to the text under Amendment 43, except that the
annual catch limits have been updated with new numerical values. [citations omitted]”
And the Court recognized that the number of red snapper that
are discarded dead by the recreational fishery is substantial, noting that
“Estimates suggest that dead discards comprise approximately
90% of the catch of red snapper, likely because they are incidentally caught
when fishermen target other species in the same area. Those estimates are somewhat uncertain
because they rely on fishermen’s recall and are extrapolated from a small
sample size, but the number of red-snapper dead discards appears significant
and growing.”
However, the Court also noted that
“In setting the annual catch limit, the [National Marine
Fisheries] Service acknowledged it had been unable to calculate an acceptable
biological catch due to uncertainty about dead-discard estimates. The annual catch limit was instead based on
the number of observed landings inn 2014, and was set below the most recent
acceptable biological catch. That annual
catch limit, the Service determined, would not lead to overfishing because the
red-snapper stock had increased in 2014.
From 2019 to 2024, the Service published temporary rules setting the landings-based
annual catch limit for red snapper.”
In making its decision, the Court observed that the plaintiffs
challenged the red snapper management measures
“for two reasons:
first, that the rules have ‘failed to establish a limit on the annual
catch of South Atlantic red snapper,’ because they restrict only landings, and
not dead discards; and second, that the rules more generally ‘have failed to establish
a mechanism for specifying annual catch limits for South Atlantic red snapper
that prevents overfishing.”
The Court then noted that its decision was dictated by existing
precedent, in the form of its earlier, 2023 decision in A.P. Bell Fish
Company v. Raimondo, which addressed similar issues arising out of the red
grouper fishery in the Gulf of Mexico. The
Court in that case found that an Overfishing Limit based solely on landings,
and not dead discards, still complied with the mandates of Magnuson-Stevens,
because
“The overfishing limit recommended by the Council ‘accounts
for all sources of mortality, including bycatch, because the stock assessment
factors in that mortality. Because the
annual catch limits are based on the overfishing limit, the annual catch limits
account for bycatch in the same fashion.
Section 1853(a)(15) requires ‘only the establishment of [annual catch
limits and accountability measures] such that overfishing does not occur,’ and
does not require ‘the further step of setting an overfishing limit…that more
directly accounts for bycatch.
[citations omitted]”
It was not, perhaps, the most strongly reasoned decision,
and it disposed of the issue in a single short paragraph, but it nonetheless compelled
the Court in Slash Creek to decide that
“the Service could permissibly set the overfishing limit [and
thus the acceptable biological catch and the annual catch limit] in terms of
landings without directly restricting bycatch (of which dead discards are a
subset). With respect to whether
Amendment 43’s landings-only approach is conceptually incapable of preventing
overfishing, the court found ‘no reason’ to believe that it is impossible to
address overfishing if dead discards are excluded from the annual catch limit.”
Thus, the decision in Slash Creek, although perhaps
inevitable given the A.P. Bell precedent, perpetuates the problems
created by the vast numbers of dead discards generated by the recreational red
snapper fishery, which not only have the potential to delay, if not prevent,
the full recovery of the red snapper stock, but also unfairly limit the
commercial fishery’s access to the South Atlantic red snapper resource.
After all,
if the 28.07% commercial/71.93% recreational allocation was applied to the 509,000
fish annual catch limit before the 475,000 dead discard allowance was
subtracted from that amount, the commercial catch limit would be just over
140,000 fish—about 1.3 million pounds—instead of the mere 102,951 pounds that
they may land today, and the recreational sector would be held fully
responsible for the hundreds of thousands of red snapper that they kill, but
fail to utilize, due to discard mortality.
Instead, under today’s management approach, the commercial
sector is forced to pay a large share of the price for the recreational sector’s
improvidence, and its refusal to take even the smallest and most obvious steps
to reduce the number of red snapper that anglers waste every year.
It’s a situation that, in the name of basic justice, cries
out for some sort of fix, but given the recreational fishing industry’s
dominance on the South Atlantic Fishery Management Council, and given the decision
in Slash Creek Waterworks v. Raimondo, that fix isn’t coming any time
soon.